職位描述
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職責描述:
1.The role is an extension of the Asset Management Compliance Advisory team in Hong Kong and will assist the team in the deployment and ongoing adherence to globally consistent Compliance policy for HSBC Global Asset Management (Hong Kong) Limited (“AMHK”). It will provide ongoing advisory and monitoring support to ensure that AMHK develop and maintain the highest Compliance standards by following both the letter and the spirit of the relevant regulatory requirements, Group Standards Manual and the Compliance FIMs.
2.Provide day-to-day compliance advice to AMHK business, including regulatory advice on AMHK licensing matters, cross-border business activities, marketing materials, and other applicable regulatory requirements as assigned from time to time.
3.Assist in providing oversight and challenge to AMHK business, including risk and control assessments review, oversight and advisory as risk steward of AMHK business, for mitigating compliance and reputational risks associated with AMHK business.
4.Provide support in developing and reviewing compliance policies and procedures to ensure it is up to date to meet regulatory requirements.
5.Provide support in AMHK’s compliance monitoring program and quality assurance review to ensure compliance with regulations applicable to AMHK’s business including Securities and Futures Ordinance, the SFC Fund Manager Code of Conduct, SFC Code of Conduct for licensed person and Code for Unit Trusts and Mutual Funds.
6.Assist with ongoing compliance advisory and monitoring on personal account dealing.
7.Review compliance monitoring alert such as trade surveillance and electronic surveillance to ensure regulatory and internal requirements are complied with and escalate exceptions, where required.
8.Assist in preparation of periodic or ad-hoc internal reporting requests from Group Compliance and Asset Management Compliance within required timeline.
9.Providing regular or ad-hoc in-house compliance training.
10.Enhance compliance culture and standards and raise awareness of regulatory requirements.
11.Undertake ad hoc tasks for the AMHK Compliance Advisory team as assigned from time to time.
12.For the purpose of this Job Profile, AMHK means AMHK and its affiliates management companies including HSBC Investment Funds (Hong Kong) Limited and HSBC Global Asset Management Holdings (Bahamas) Limited.
任職要求:
1.Graduate in Business Administration, Finance, Law of equivalent professional qualification.
2.Minimum 4 to 6 years work experience in roles relating to compliance, risk, audit or control.
3.Fluent in English, Cantonese and Mandarin, and proficient in both English and Chinese.
4.Strong written and verbal communication skills with attention to detail.
5.Good analysis, interpretation skill.
6.Robust, accountable and good team player.
福利待遇
- 具競爭力的薪酬:基本工資 績效獎金 輪班補貼 早晚班交通津貼;
- 健全福利保障:五險一金 補充性商業醫療保險 免費年度體檢;
- 暢享10 天假期:除享有國家法定節假日外,還擁有至少10天帶薪年假、12天帶薪病假、1天生日假、婚假、產檢假、產假以及陪產假、哺乳假等,助您達到工作生活的平衡;
- 彈性福利制度:年假可買賣,商業醫療保險套餐可升級,您還可申請旅游補貼、個人進修補助、運動健身補貼等,滿足個性化福利需求;
- 人性化工作環境:使用公司的員工餐廳、咖啡室、休息室、娛樂室等,進行勞逸結合;
- 多元化員工活動:運動會、團建、年會等精彩活動給您平臺,任您施展才華。
培訓與發展
- 廣闊的職業發展平臺:遍及全球的集團網絡,提供擴展人脈及跨文化交流的機會,您還可申請不同國家及地區的長短期職位,不斷挑戰自我;
- 系統性人才培育及發展:配備職業導師,為您提供清晰的職業規劃指導,充分挖掘橫向及縱向的發展潛力;
- 完善的專業培訓體系:入職即可享帶薪培訓,多元化的培訓機會,還有資源及教育援助,幫您逐步實現職業目標。
工作地點
地址:廣州天河區廣州-天河區匯豐大廈


職位發布者
HR
匯豐環球客戶服務(廣東)有限公司

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銀行
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1000人以上
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外商獨資·外企辦事處
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東風西路148號廣州匯豐大廈